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- The futures company concerned shall check and verify the real identity of the agent by crosscheck. 期货公司应当对照核实代理人的真实身份。
- No futures company may make any promise of profits to its clients or agree on sharing profits or risks with its clients. 期货公司不得向客户做获利保证;不得在经纪业务中与客户约定分享利益或者共担风险。
- Other directors, supervisors and senior managers of the futures company shall actively help and assist him to perform his duties. 期货公司的其他董事、监事和高级管理人员应当积极配合、协助独立董事履行职责。
- No futures company may induce any client to give trading instructions by concealing any important event or by any other improper means. 期货公司不得隐瞒重要事项或者使用其他不正当手段诱骗客户发出交易指令。
- The CSRC and its dispatched institution may require the futures company to adjust the deduction rate according to the principle of prudent supervision. 中国证监会及其派出机构可以根据审慎监管原则要求期货公司调整扣减比例。
- No futures company may provide financing service to its shareholders, actual controllers or other affiliated parties, or provide guaranty to outsiders. 期货公司不得为其股东、实际控制人或者其他关联人提供融资,不得对外担保。
- Article 8A futures company shall, by employing different rates, make risk adjustments to its assets on the basis of classification, liquidity, account age, recoverability, etc. 第八条期货公司应当按照分类、流动性、账龄和可回收性等不同情况采取不同比例对资产进行风险调整。
- For a futures company whose futures business permit is revoked, it shall properly deal with the margin and other assets of the clients and settle the futures business. 期货公司被撤销所有期货业务许可的,应当妥善处理客户的保证金和其他资产,结清期货业务;
- The institution dispatched by the CSRC may require a futures company to make a special explanation on the adequacy and reasonableness of the asset impairment provision. 中国证监会派出机构可以要求期货公司对资产减值准备计提的充足性和合理性进行专项说明;
- Whether a futures company or client has made an overdraft transaction shall be determined on the basis of the proportion of margin set forth by the futures exchange. 审查期货公司或者客户是否透支交易,应当以期货交易所规定的保证金比例为标准。
- Adoption of stock-index futures would be a boon to Chinese futures companies. 推出股指期货将对中国期货行业的发展起到推动作用。
- Article 8 A futures company shall, by employing different rates, make risk adjustments to its assets on the basis of classification, liquidity, account age, recoverability, etc. 第八条 期货公司应当按照分类、流动性、账龄和可回收性等不同情况采取不同比例对资产进行风险调整。
- This thesis studies the theories and the practice about performance appraisal and internal control from deifferent angles with the characteristics of WD futures company,. 本文结合WD期货公司的具体特点,从不同视角、不同层次对WD期货公司绩效评估和内控管理进行了比较深入的研究。
- His identity certificate must be produced when handling the formalities and the futures company concerned shall check and verify his real identity by crosscheck. 开户时要出具本人身份证,期货公司应当对照核实投资者本人的真实身份。
- It's sad that we have to part company with them. 很遗憾我们要与他们分别了。
- The new chairman will shake up the company. 新任董事长将改组这家公司。
- Where a futures company fails to notify any client which has insufficient margin to add the margin pursuant to the provisions, the futures company shall bear the major liabilities ..... 期货公司在客户没有保证金或者保证金不足的情况下,允许客户开仓交易或者继续持仓,应当认定为透支交易。
- The company's exchange companies in 2007 amounted to more than 1000 billion yuan, is China's most influential one of the futures companies. 公司2007年期货交易额达1000多亿元,是我国最具影响力的期货公司之一。
- Article 5 The CSRC and its dispatched institutions shall supervise and administer the futures companies and their branches in pursuance of law. 第五条中国证监会及其派出机构依法对期货公司及其分支机构实行监督管理。
- Currently, China's futures industry is fully reshuffled and polarized, and securities companies raised carpet-acquisitions to the futures companies. 目前我国期货行业充分洗牌、分化,证券公司掀起对期货公司“地毯式”收购浪潮。