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- US Securities and Exchange Commission to report investment fraud. 向美国安全和交易委员会报告投资欺诈。
- WorldCom made the statement in a new financial report to the United States Securities and Exchange Commission. 世界通信公司在向美国证券交易委员会（sec）提交的一份新的财务报告中做了以上陈述。
- The evidence of money laundering in certain [Shearson] New York offices came to light Tuesday in a filing by the Securities and Exchange Commission. [希尔森]在纽约的某些分公司洗钱的证据，经证券交易管理处星期二提出控告，于是曝光。
- Hedge funds, though, do not have to report their activities to the Securities and Exchange Commission. 对冲基金没有申报证券交易委员会的活动。
- The Securities and Exchange Commission is investigating why it did not take action against him until now. 目前证劵交易委员会正在调查为何直到现在才对麦道夫采取行动。
- The trust would also need approval by the courts and the Securities and Exchange Commission. 同时新合同还需要得到法院和证券交易管理委员会的认可。
- Moves by the Securities and Exchange Commission to review flash orders are welcome, as would be a proper look at HFT. 不过，我们有必要区分违法行为和招人讨厌的行为。
- The Securities and Exchange Commission in the United States recently moved to protect nineteen major financial stocks. 美国证券交易管理委员会最近转向保护十九支主要的金融股票。
- Mr.Kellermann was also required to certify Freddie Mac’s filings to the Securities and Exchange Commission. 凯勒曼还被要求为房贷美向证券交易委员会提交的文件作证。
- A spokeswoman for the couple said the Securities and Exchange Commission never accused Mrs.Ansari of insider trading. 这对夫妇的女发言人说，证管会从未指控安沙利内线交易。
- The entire process is supervised in great detail by the Securities and Exchange Commission (SEC), often described as a "watchdog" agency of the federal government. 整个过程都是在证券交易委员会的具体监督下进行的，人们往往把这个委员会说成是联邦政府的“看门犬”。
- The San Jose-based online auction company revealed Whitman's compensation in a proxy statement filed with the Securities and Exchange Commission. 圣何塞市在线拍卖公司透露了证券交易委员会整理的股东签署的委托书上关于惠特曼的收入。
- Any change in or waiver of this Code shall be promptly disclosed through a filing with the United States Securities and Exchange Commission. 撤销或放弃使用此准则应通过与美国证券交易委员会编档立即公布。
- While industry sources, the company has been listed on the Stock Exchange Commission to formally submit its application for a listing. 同时有业内人士透露,阿里巴巴已向联交所上市委员会正式递交了第一次上市申请。
- A U. S. Security and Exchange Commission rule that provides rules regarding the retention of electronic correspondence and records. 一部提供有关电子信函和记录的保留规则的美国证券交易法规。
- The abbreviations Inc and Corp refer to such companies. To sell shares to the public they must apply to the Securities Exchange Commission. Inc和Corp的就是指这类公司。要向公众出售股份,他们必须先申请加入证券交易委员会。
- The company has been required to make disclosure under Regulation S-K of the Securities and Exchange Commission and for interlocking directors. 对于这些人和公司间的互兼董事，根据证券交易委员会的S-K规则，公司必须进行披露。
- He is currently working with the Chicago Climate Exchange Commission to provide the villagers with carbon credits to sustain these new cooking methods. 他正在与芝加哥气候交易委员会合作为这些村民们提供碳信用额来维持这些新的炊事方法。
- In May, for example, Brocade paid $7m to the Securities and Exchange Commission to settle charges related to backdating. 雷耶斯先生未从期权回溯的作为中获利；他在这方面并非与众不同：苹果公司的乔布斯先生亦无收益。
- The problem is not new, but it is getting worse, says William Donaldson, a former chairman of the Securities and Exchange Commission and a CED trustee. 根据安全交易委员会前主席兼CED理事威廉多纳德森的说法，这个问题早在以前就出现了，现在却更为严重。
