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- Securities brokers shall have the securities practice qualification. 證券經紀人應當具有證券從業資格。
- Securities trading commission serves as important income source of securities brokers. 證券交易傭金是證券經紀商收入的重要來源。
- Have you ever filed a complaint against a Foreign Exchange Dealer, Securities Broker or Commodities Dealer? 您曾經抱怨過外匯經紀商,或期貨交易商?
- The same transitional arrangements applied to securities brokers, which could carry on regulated activities as deemed licensed corporations. 上述過渡安排同樣適用於證券經紀,後者可以當作持牌法團的身分進行受規管活動。
- Securities brokers should work within authorized scope of the securities firm and show securities broker certificates to customer. 證券經紀人應當在證券公司的授權範圍內從事業務,並應當向客戶出示證券經紀人證書。
- Article 87 Securities brokers shall provide a blank letter of consignment to their principals for the purpose of buying and selling securities. 第87條(委讬書)證券經紀商應備置有價證券購買及出售之委讬書,以供委讬人使用。
- A securities broker may not handle the securities subscription and transaction issues for the clients. 證券經紀人不得為客戶辦理證券認購、交易等事項。
- Do you have a pending or have ever made a complaint, oral or written, regarding a past FX, commodity futures or securities broker. 您是否曾經和外匯經紀人、品期貨經紀人上或者證券經紀人有過未決事宜、其做出口頭或書面抱怨行為?
- A securities broker may accept the entrustment of one securities company only to attract clients and provide customer services, etc. 證券經紀人只能接受一家證券公司的委託,進行客戶招攬、客戶服務等活動。
- The SEC oversees the key participants in the securities world, including securities exchanges, securities brokers and dealers, investment advisors, and mutual funds. SEC監管證券市場的主要參與者,如證券交易所,證券經紀商,投資顧問及共同基金。
- Where any securities broker accepts entrustments of clients to handle such issues as securities subscription and trading. (四)證券經紀人接受客戶的委託,為客戶辦理證券認購、交易等事項。
- Article 160 A securities broker shall not accept consignment for the purchase or sale of securities in premises other than its principal place of business and its branch units. 第160條(委讬場所之限定)證券經紀商不得於其本公司或分支機構以外之場所,接受有價證券買賣之委讬。
- A securities broker shall operate business within the scope of authority clarified by the securities company and produce his securities broker certificate to the clients when operating business. 證券經紀人應當在證券公司的授權範圍內從事業務,並應當向客戶出示證券經紀人證書。
- My heart beat thick in the course of the interview. 在面試過程中我的心跳得厲害。
- Your request will be dealt with in due course. 你的要求將在適當時機予以處理。
- Securities Broker; Broker; Brokerage house 券商
- He go on a refresher course in bookkeeping. 他繼續學習筆記進修課程。
- He plotted out the course the ship should follow. 他在海圖上標繪出了這艘船該走的航線。
- He set up in business as an insurance broker. 他開始從事保險經紀人的職業。
- The country club has a golf course. 該地區俱樂部擁有高爾夫球場。