The agency espouses a so-called principles-based philosophy that focuses more on overall market integrity than making sure every exchange action protects individual investors.

 
  • 该机构崇尚的是一种以原则为导向的管理哲学,将监管重点更多的放在市场的整体诚信上,而不是保证每一笔交易行为都能保护个人投资者的利益。
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