Finally, the SEC also acts as judge and jury in deciding whether its rules have been violated; it conducts adjudicatory hearings to determine guilt and mete out punishment.

 
  • 最后,委员会在决定是否有人违反了其规章方面还可充当法官和陪审团的角色,它进行判决性的审讯,宣判有罪并裁量惩罚。
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